Your search for Securities retrieved 16 results.

Appellate Court Reaffirms Decision that Conflict Minerals Rule Violates First Amendment (August 25, 2015) by Andrew Winston

A panel of the U.S. Court of Appeals for the D.C. Circuit recently reaffirmed its 2014 ...

Topic: Corporations; Judiciary; Marketing and advertising; Mineral resources and mines; Securities
Jurisdiction: United States

Implementation of Financial Markets Conduct Act 2013 Commences (May 02, 2014) by Kelly Buchanan

On April 1, 2014, the first implementation phase of the Financial Markets Conduct Act 2013 (FMC ...

Topic: Business ethics; Consumer protection; Securities
Jurisdiction: New Zealand

Stricter Penalties for Insider Trading Proposed by the Parliament (September 13, 2013) by Theresa Papademetriou

On September 10, 2013, the European Parliament endorsed a draft Regulation on Insider Dealing and Market ...

Topic: Banks and financial institutions; Securities
Jurisdiction: European Union

House Approves Law on Futures Trading (July 25, 2011) by Constance Johnson

On July 19, 2011, Indonesia's House of Representatives, the country's legislative body, passed a new law ...

Topic: Securities
Jurisdiction: Indonesia

Draft Guidelines on Disclosure of Inside Information (March 30, 2011) by Wendy Zeldin

On February 11, 2011, Hong Kong's Securities and Futures Commission (SFC) issued consultative conclusions on proposed ...

Topic: Securities
Jurisdiction: Hong Kong

New Derivatives Exchange Established (October 01, 2010) by Wendy Zeldin

The United Stock Exchange of India, launched on September 21, 2010, is a new exchange for ...

Topic: Securities
Jurisdiction: India

Stock Broker Fined 2.8 Million for Market Abuse (May 25, 2010) by Clare Feikert-Ahalt

The Financial Services Authority (FSA), the independent body in charge of regulating financial services in the ...

Topic: Securities
Jurisdiction: United Kingdom

Securities Regulator to Have Greater Powers, Tougher Penalties (February 03, 2010) by Kelly Buchanan

On January 28, 2010, the Australian federal government announced plans to increase the maximum penalties that ...

Topic: Securities
Jurisdiction: Australia

Shenzhen Stock Exchange Rules (October 01, 2009) by Constance Johnson

On September 15, 2009, the Shenzhen Stock Exchange issued the "Implementing Rules on Listing and Trading ...

Topic: Securities
Jurisdiction: China

Computer Hacker Can Be Prosecuted for Securities Fraud (August 19, 2009) by Luis Acosta

The United States Court of Appeals for the Second Circuit has ruled that a computer hacker ...

Topic: Securities
Jurisdiction: United States

IPO Rules for Growth Enterprise Market (April 21, 2009) by Laney Zhang

The China Securities Regulatory Commission (CSRC) released rules on initial public offerings for the Growth Enterprise ...

Topic: Securities
Jurisdiction: China

Number of Signatories to MOU on Anti-Cross Border Securities Fraud Now Exceeds 50 (April 08, 2009) by Wendy Zeldin

In a press release issued on March 31, 2009, the International Organization of Securities Commissions (IOSCO), ...

Topic: Securities
Jurisdiction: International Organization of Securities Commissions

Stricter Regulation of Insider Trading Proposed (December 08, 2008) by Wendy Zeldin

On November 26, 2008, the Finance Committee of Taiwan's Legislative Yuan did an initial consideration of ...

Topic: Securities
Jurisdiction: Taiwan

Proposed Consolidation of Securities Exchanges, New Shariah Index (December 04, 2008) by Wendy Zeldin

On October 20, 2008, the Finance Committee of Taiwan's Legislative Yuan approved going ahead with amending ...

Topic: Securities
Jurisdiction: Taiwan

New Reporting Requirements for Mutual Funds (November 26, 2008) by Wendy Zeldin

It was reported on October 30, 2008, that mutual fund companies in Thailand, with the exception ...

Topic: Securities
Jurisdiction: Thailand

Two-Week Ban Was Imposed on Short Selling (October 15, 2008) by Wendy Zeldin

It was reported on October 1, 2008, that Taiwan's Financial Supervisory Commission (FSC) had imposed a ...

Topic: Securities
Jurisdiction: Taiwan

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Last updated: August 25, 2015